Simmonds Marshall Ltd. (SMEQ S-) PAGE : 1 Status & Sub-Status Wise Report : As on 30-Sep-2017 Codes Status & Sub-Status Heads Fol-Cnt ( % ) Holding-Cnt ( % ) 1 00 General Public 3940 91.992 3551401 31.709 1 04 Promoters-Ind 5 .117 6146758 54.882 1 10 HUF 139 3.245 186362 1.664 -------- ------- ----------- ------- 1 * S T A T U S - T O T A L * 4084 95.354 9884521 88.255 -------- ------- ----------- ------- 2 01 NRI-Rep 49 1.144 51685 .461 2 02 NRI-Non-Rep 24 .560 19758 .176 -------- ------- ----------- ------- 2 * S T A T U S - T O T A L * 73 1.704 71443 .637 -------- ------- ----------- ------- 4 01 Banks 1 .023 500 .004 4 05 Gr.Comp.& Assoc 2 .047 200800 1.793 4 08 Trust & Charitable Inst 1 .023 1100 .010 4 09 Pvt Corp Bodies 90 2.101 798932 7.133 4 25 Clearing Member 30 .700 23569 .210 4 29 NBFCs Reg with RBI 1 .023 162 .001 -------- ------- ----------- ------- 4 * S T A T U S - T O T A L * 125 2.917 1025063 9.151 -------- ------- ----------- ------- 5 09 FPI Category II - Corp 1 .023 218973 1.955 -------- ------- ----------- ------- 5 * S T A T U S - T O T A L * 1 .023 218973 1.955 -------- ------- ----------- ------- * * G R A N D - T O T A L * * 4283 100.000 11200000 100.000 ======== ======= =========== ======= Name of the Company : Simmonds Marshall Ltd. Categories of Shareholders as on 30-Sep-2017 --------------------------------------------------------------------------- ! ! CATEGORY ! No of Shares ! % of Share ! ! ! ! held ! holding ! !---------------------------------------------------------------------------! !A. ! Promoter(s) Holding ! ! ! !---------------------------------------------------------------------------! ! 1.! Promoter(s) ! ! ! ! ! - Indian Promoters ! 6347558 ! 56.675 ! ! ! - Foreign Promoters ! 0 ! .000 ! !---------------------------------------------------------------------------! ! 2.! Persons acting in concert ! 0 ! .000 ! !---------------------------------------------------------------------------! ! ! Sub-Total ! 6347558 ! 56.675 ! !---------------------------------------------------------------------------! !B. ! Non-Promoters Holding ! ! ! !---------------------------------------------------------------------------! ! 3.! Institutional Investors ! ! ! !---------------------------------------------------------------------------! ! a.! Mutual Funds & UTI ! 0 ! .000 ! ! b.! Banks, Financial Inst, Insurance Company! ! ! ! ! (Central/State Govt Inst/Non-Govt Inst) ! 500 ! .004 ! ! c.! FII(s) ! 218973 ! 1.955 ! !---------------------------------------------------------------------------! ! ! Sub-Total ! 219473 ! 1.959 ! !---------------------------------------------------------------------------! ! 4.! Others ! ! ! !---------------------------------------------------------------------------! ! a.! Private Corporate Bodies ! 799094 ! 7.135 ! ! b.! Indian Public ! 3738863 ! 33.383 ! ! c.! NRI/OCBs ! 71443 ! .638 ! ! d.! Any-Other (Foreign-Companies) ! 0 ! .000 ! ! ! Clearing Members ! 23569 ! .210 ! !---------------------------------------------------------------------------! ! ! Sub-Total ! 4632969 ! 41.366 ! !---------------------------------------------------------------------------! ! ! Grand-Total ! 11200000 ! 100.000 ! --------------------------------------------------------------------------- --------------------------------------------------------------------------- ! Note : 1) ! !---------------------------------------------------------------------------! ! Name,Number of shares held and percentage shareholding ! ! of entities/persons holding more than 1% is enclosed herewith ! --------------------------------------------------------------------------- --------------------------------------------------------------------------- ! Note : 2) No of holding ! ! Shares in (%) ! ! ! ! Total Foreign Shareholding : 290416 2.593 ! --------------------------------------------------------------------------- Note: Shareholding pattern in the case of demated shares has been prepared based on download of data received from NSDL/CDSL as on 30-Sep-2017 Simmonds Marshall Ltd. (SMEQ S-) PAGE : 1 Status & Sub-Status Wise Report : As on 30-Sep-2017 Indian Promoters FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 10473988 1 04 MAKI S MARSHALL 1667435 14.888 AFSPM8210P 10473970 1 04 SHIAMAK J MARSHALL 1532965 13.687 AACPM5502F 10473963 1 04 NAVROZE S MARSHALL 1518548 13.558 AACPM5508R 35710140 1 04 KAMAL IMRAN PANJU 717155 6.403 AACPP1468M 10474417 1 04 KAYAN J PANDOLE 710655 6.345 AAHPM5204F 10048233 4 05 JIJI MARSHALL TRADING COMPANY 155800 1.391 AAACJ1198D 10048217 4 05 DIAMTOOLS PVT.LTD. 45000 .402 AAACD2143A ------------------------------------------------------------------------ 000007 A1A Indian Promoters 6347558 56.675 ------------------------------------------------------------------------ Simmonds Marshall Ltd. (SMEQ S-) PAGE : 2 Status & Sub-Status Wise Report : As on 30-Sep-2017 Banks, Fin Inst(s),Ins Comp(s) FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan T00153 4 01 THE BANK OF RAJASTHAN LTD 500 .004 ------------------------------------------------------------------------ 000001 B2A Banks, Fin Inst(s),Ins Comp(s) 500 .004 ------------------------------------------------------------------------ Simmonds Marshall Ltd. (SMEQ S-) PAGE : 3 Status & Sub-Status Wise Report : As on 30-Sep-2017 FII(s) FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 10003205 5 09 SBI PIPE FUND - 1 218973 1.955 AAQTS2535N ------------------------------------------------------------------------ 000001 B3A FII(s) 218973 1.955 ------------------------------------------------------------------------ Simmonds Marshall Ltd. (SMEQ S-) PAGE : 4 Status & Sub-Status Wise Report : As on 30-Sep-2017 Private Corporate Bodies FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 10079504 4 09 CLOVER TECHNOLOGIES PRIVATE LIM 577260 5.154 AAACC7231Q 00015735 4 09 APARNAA SAREES PRIVATE LIMITED 39030 .348 AACCA1439L 10578460 4 09 THIRDWAVE FISCAL AND INVESTMENT 17700 .158 AABCT6463E 00515245 4 09 TRINETRAM CONSULTANTS PRIVATE L 15000 .134 AAACT7220Q 01606842 4 09 ASHIKA CREDIT CAPITAL LIMITED 11193 .100 AACCA1721D 10018888 4 09 GUINESS SECURITIES LIMITED 10121 .090 AAACG9843L 10000130 4 09 SHRI PARASRAM HOLDINGS PVT.LTD. 9891 .088 AAACS4487J 00011607 4 09 NINJA SECURTIES PRAVITE LIMI 9800 .088 AAACN2336B 20824643 4 09 CABERNET TRADING AND ADVISORS L 7231 .065 AAMFC1200A 00000065 4 09 SUMPOORNA PORTFOLIO LIMITED 5838 .052 AAOCS8998N 29090851 4 09 LALL INVESTMENTS LIMITED 5126 .046 AAACL8789L 43307117 4 09 FORBES MARSHALL PVT LTD 5000 .045 AAACF2630E B00411 4 09 BSB FINANCIAL SERVICES (P) LTD. 5000 .045 10312937 4 09 EDELWEISS BROKING LTD 4925 .044 AABCE9421H 000004 4 09 NAUSHAD INVESTMENT LTD 4500 .040 10160277 4 09 PKG FINANCERS PRIVATE LIMITED 4000 .036 AABCK1144K K00126 4 09 MRS K V DEVELOPEMENT & INVST CO PVT 4000 .036 12828229 4 09 MILI CONSULTANTS & INVESTMENTS 3550 .032 AAACM6095Q 10052588 4 09 DIAM ORGANIC CHEMICAL IND PVT L 3500 .031 AAACD1797L 10099030 4 09 RELIGARE SECURITIES LTD 3171 .028 AAACF1952D 14972584 4 09 SHAREKHAN LIMITED 3171 .028 AAECS5096H 10000096 4 09 BONANZA PORTFOLIO LTD 3119 .028 AAACB0764B 10531357 4 09 SHYAM PORTFOLIO (P) LTD 3000 .027 AAACS3307B 10000032 4 09 STEEL CITY SECURITIES LIMITED 2500 .022 AAECS0970L 10303275 4 09 MASTER CAPITAL SERVICES LTD 2500 .022 AABCM1406A O00117 4 09 OXFORD INTERNATIONAL FINANCE (I 2500 .022 19502795 4 09 KARVY STOCK BROKING LIMITED-CLI 2341 .021 AABCK5190K 10017937 4 09 ADROIT FIN SER PVT LTD 2109 .019 AABCA1156D 10528040 4 09 ANUBANDH FINANCIAL SERVICES PRI 2000 .018 AACCA2417N 10168574 4 09 NIRMAL BANG SECURITIES PVT. LTD 1653 .015 AAACN7369L 00324171 4 09 MARCHEAD STOCKFIN PVT LTD 1494 .013 AAECS0520J 15101461 4 09 NEW ERA TRADE LINK PRIVATE LIMI 1100 .010 AABCN9622R 00005269 4 09 JMP INVESTMENTS PVT.LTD. 1000 .009 AAACJ0730D 00008478 4 09 MODERN TRADING BUSINESS PRIVATE 1000 .009 AABCH4502L 00013749 4 09 BLACK FOX FINANCIAL PRIVATE LIM 1000 .009 AAACB0787G 00016699 4 09 RAJLAXMI TRADECOM LLP 1000 .009 AATFR4773Q 00106901 4 09 GURUMANTHRA CONSTRUCTIONS P LTD 1000 .009 AAFCG1843D 10000168 4 09 ARIHANT CAPITAL MKT. LTD 1000 .009 AABCA6832G 10001657 4 09 PRATHAM PROJECTS AND FINLEASE L 1000 .009 AAACP8566B 10245823 4 09 ROSEWOOD COMMOSALES PRIVATE LIM 1000 .009 AAECR3861P 10671429 4 09 RAISAHEB REKHCHAND GOPALDAS MO 1000 .009 AABCR7632R 18342421 4 09 PARAMJAYA INFRAPROJECTS LLP 1000 .009 AAOFP0035G K00428 4 09 KINGS IMPEX PVT.LTD. 1000 .009 00202393 4 09 INDIANIVESH CAPITALS LIMITED 900 .008 AAACJ6703C 03772431 4 09 CONCAST EXIM LIMITED 800 .007 AADCC5575G 10607446 4 09 ADITYA REALTORS LTD 750 .007 AACCA2845C 10038555 4 09 VALUEQB CONSULTING PRIVATE LIMI 700 .006 AACCV6190R 10837777 4 09 MARWADI SHARES AND FINANCE LTD. 687 .006 AABCM5192K 00719088 4 09 AGWANI SECURITIES CONSULTANT PR 622 .006 AAKCA5692H 10000074 4 09 VENTURA SECURITIES LIMITED-CLIE 600 .005 AAACV1361J 10606531 4 09 PARK TOWERS SERVICES PVT LTD 575 .005 AABCP6930A 10189029 4 09 VISUAL SECURITIES P LTD. 500 .004 AACCV0672Q Simmonds Marshall Ltd. (SMEQ S-) PAGE : 5 Status & Sub-Status Wise Report : As on 30-Sep-2017 Private Corporate Bodies FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 13599929 4 09 NAHATA GROUP OF TRADERS LIMITED 500 .004 AAACN2858E 13599937 4 09 NAHATA LIMITED 500 .004 AAACN2859F 13649337 4 09 KARAN CORPORATE SERVICES PRIVAT 500 .004 AADCK6898A 22658752 4 09 TVS UPASANA LIMITED 500 .004 AAACA5460F L00155 4 09 LINKLINE CHITS & INVESTMENTS P 500 .004 L00156 4 09 LOPA INVESTMENT PVT LTD 500 .004 R00135 4 09 RADIANT JEWELLERS PVT LTD 500 .004 S00854 4 09 SAHARA INDIA MUTUAL BENEFIT CO 500 .004 11750965 4 09 SURAJ PRAKASH JAIN PRIVATE LIMI 426 .004 AAECS1439A 00039373 4 09 SHAGUFTA INVESTMENT PVT.LTD. 400 .004 AAFCS8136H 00139292 4 09 RAYANG TIMBER PRODUCTS PVT. LTD 400 .004 AABCR0811N 10086334 4 09 DYNAMIC BELTING PVT. LTD 400 .004 AABCD1672P 00001683 4 09 BHUMIKA CONSULTANCY PVT LTD 300 .003 AABCB4415C 10164522 4 09 SOUTH GUJARAT SHARES AND SHAREB 300 .003 AADCS3610A 00000576 4 09 GIRDHAR FISCAL SERVICES PVT LTD 285 .003 AAACG9202B 28436733 4 09 VIMAT INDIA PVT LTD 250 .002 AAACV8613P 00596687 4 09 VIKI MERCHANDISING LLP 201 .002 AAMFV5712C 26727173 4 09 SHREE SHETH SECURITIES AND SERV 200 .002 AAJCS8664A 41012604 4 09 HDFC SECURITIES LIMITED 200 .002 AAACH8215R 13450666 4 09 GOLDEN GOENKA CREDIT PRIVATE LI 175 .002 AACCR3964K 00012861 4 29 PRITHVI FINLEASE INDIA LIMITED 162 .001 AAACN5069M 10001622 4 09 MATALIA STOCK BROKING PVT LTD 149 .001 AADCM9097M 10000991 4 09 R GOPAL FINANCIERS (P) LTD 100 .001 AAACR2413H 10031308 4 09 JITENDRA HARJIVANDAS SECURITIES 100 .001 AAACJ2849K 10131988 4 09 KOTAK SECURITIES LIMITED 100 .001 AAACK3436F 14008820 4 09 NIRANKAR ADVISOR LLP 100 .001 AAJFN0861F 20072267 4 09 SMC GLOBAL SECURITIES LTD 100 .001 AAACS0581R 67663336 4 09 KALPAVRIKSH SOFTWARE SOLUTIONS 100 .001 AACCK4617J 10521384 4 09 BGSE FINANCIALS LIMITED 50 .000 AABCB3792J 16213694 4 09 OM TOWERS PVT LTD 50 .000 AAACO3421E 00075033 4 09 JSEL SECURITIES LTD.(150) 25 .000 AAACJ9169L 10567745 4 09 INDITRADE CAPITAL LIMITED-CLIEN 25 .000 AAACJ7327G 14195669 4 09 FOODPLUS PRIVATE LIMITED 16 .000 AABCS1243D 10399438 4 09 ISHA SECURITIES LIMITED 5 .000 AAACI3648H 10521303 4 09 STANDARD CHARTERED SECURITIES ( 5 .000 AAACU0622M 10851718 4 09 CENTRE FOR MONITORING INDIAN EC 5 .000 AAACC1519P 13000946 4 09 PHOENIX SHARE & STOCKBROKERS PV 5 .000 AABCP6371P 00000289 4 09 VAISHAK SHARES LIMITED 2 .000 AAACV8513A 10259280 4 09 JNJ HOLDINGS PVT. LTD. 1 .000 AAACJ2047D ------------------------------------------------------------------------ 000091 C1A Private Corporate Bodies 799094 7.135 ------------------------------------------------------------------------ Simmonds Marshall Ltd. (SMEQ S-) PAGE : 6 Status & Sub-Status Wise Report : As on 30-Sep-2017 Indp Dir/rel FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 20062455 4 08 R K SOMANI TRUST 1100 .010 AAATR1011Q ------------------------------------------------------------------------ 000001 C2A Indp Dir/rel 1100 .010 ------------------------------------------------------------------------ Simmonds Marshall Ltd. (SMEQ S-) PAGE : 7 Status & Sub-Status Wise Report : As on 30-Sep-2017 Nri / OCB FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 22191970 2 01 CHANDRA M BHATIA 10000 .089 AHUPB0027D 00534430 2 01 SAMIR GANESH JOSHI 6000 .054 AAFPJ1434J 54745186 2 01 BHARAT KISHANCHAND SERAI 5554 .050 BEYPS4733P 23621490 2 01 NAVEEN KUMAR RAMCHANDANI 4500 .040 BEYPR0691R 00523993 2 01 BHARAT GODKHINDI 4000 .036 AMWPG2987L 11086009 2 02 VICKY MANOJ JAGTIANI 3250 .029 AADPB6226A 11077428 2 02 DINAZ PRAKASH TAMBE 3000 .027 AADPB6227B 12434526 2 01 AVINASH MANOHAR KENEKAR 3000 .027 ARSPK7530L 13088425 2 02 DHARINI KUNJAL SHAH 2000 .018 BCAPS8080H 15417594 2 02 DILIP STEPHEN 1700 .015 AZNPS7584D 31965825 2 01 RAMESH KHANNA 1540 .014 AATPK1786C 62273954 2 02 NEHA MANEKLAL SANGHAVI 1500 .013 BFMPS9371A 00474981 2 01 KISHOR JADAVJI 1000 .009 AGXPJ6258N 10003087 2 01 JHABAR MAL CHOUDHARY 1000 .009 AHBPC3034G 11095181 2 01 CYRUS KAIKOBAD TATA 1000 .009 AALPT3412A 23618902 2 01 AMIT KANAYALAL DOULATRAMANI 1000 .009 ATAPD6057H 54475858 2 01 RAJESH PUTHRAN SADANAND 1000 .009 AAZPS8563K 60285427 2 01 HABIB MOHAMED SHEIKH 1000 .009 AJIPS6761P 64112205 2 02 KUNAL CHADHA 1000 .009 AAWPC1713G 65501806 2 02 JOSEPH ROBERT AUBREY PEREIRA 1000 .009 DEHPP0223J 11292055 2 02 RAJEEV C.S 900 .008 AJEPR8883R 58291447 2 02 KAYALVIZHI KULANDASAMY 800 .007 AXFPK7002C 17655114 2 01 VAIBHAV MOHATTA 750 .007 AFBPM6518F 23453980 2 01 VIKRAM RAMCHANDANI 750 .007 ACMPR8299Q 43472776 2 01 SHAHINA JAWAHARLAL 700 .006 BGDPS8514B 05271017 2 01 SRINIVASAN RATHINAVELU 650 .006 AJCPR2227D 25401917 2 01 PREMSINGH WALMIK PATIL 530 .005 ALUPP4922H 10372247 2 01 MIR MINHAJUDDIN 500 .004 COKPM0514F 10608182 2 02 SOHRABJI EDULJI CAPTAIN 500 .004 AAKPC0855F 12712656 2 01 NITIN KANTIBHAI WALA 500 .004 AAAPW2214N 18233849 2 02 JITENDRA KUMAR G TANNA 500 .004 AEUPT0761K 43097354 2 01 DHANANJAY GAJANAN SINKAR 500 .004 BHNPS4609G 43661207 2 01 ANIL PERMOD MALIK 500 .004 AOQPM0124B 58223316 2 02 MEENAKSHI 500 .004 AZIPS4092H 67733195 2 02 LAKSHMANAN CHIDAMBARAM 500 .004 ABFPL8799P D00223 2 01 MR DOLPHY JOHN D'SOUZA 500 .004 12831907 2 01 PALANIAPPAN RAMIAH KANNAN 460 .004 AXAPP6024A 59258313 2 02 SUDHEEP KRISHNAN ERANEZHATH UNN 439 .004 ATBPK9023H 23310366 2 01 BALLA RATNA KUMAR 400 .004 AFOPB2482C 39422335 2 01 HEMACHANDRAN NAIR R 400 .004 AZPPR2116N 41643235 2 02 RITWIKA B MALLIK 400 .004 AKMPM0204A 55038276 2 01 NARESH KUMAR DHAR 400 .004 AHUPD6959N 13161482 2 01 TASNEEM FEROZ NALWALLA 300 .003 AEWPN1924L 42413900 2 01 MOHAMMED SALHAUDDIN PARVEZ 300 .003 AOMPM3172K 66259579 2 02 KIRAN JIVANBHAI PATEL 300 .003 AAMPP0157D 66752813 2 02 PRAKASH CHANDRA SINGH 300 .003 BIHPS6647H 90108157 2 02 HEMANT KAVTHANKAR 300 .003 AADPK7097E 41385936 2 01 KANIZE FATIMA E RUPAWALA 250 .002 AHMPR4214L 46939819 2 01 MAHESH MALLAPPA 250 .002 ARDPM9674L 14723656 2 02 NAVINCHANDRA MARKANDEYA 224 .002 BCHPM7972D 00000783 2 01 ABRAHAM MAMMEN 200 .002 AVDPM8348M 18628820 2 01 JAYAPRAKASH RAJAPPAN CHETTIYAR 200 .002 AKVPJ7781Q Simmonds Marshall Ltd. (SMEQ S-) PAGE : 8 Status & Sub-Status Wise Report : As on 30-Sep-2017 Nri / OCB FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 23284642 2 01 HARENDRA KUMAR SWAMY 200 .002 CDNPS2519A 24066035 2 01 DALSUKHRAY HORGOVINDDAS SAVANI 200 .002 ANTPS2484E 31237165 2 01 VARUN KUMAR GUPTA 200 .002 AIXPG8828K 50328843 2 02 VINEETH ADVAI 200 .002 AGIPA4040Q 59694892 2 01 LIJIN AYYATHAN 200 .002 AWJPA2657C 68155809 2 02 ARUNKUMAR MOTAGANAHALLI SRINIVA 200 .002 AIGPA4605B 31063970 2 01 PRASAD SHASHIKANT KOLAS 160 .001 ATZPK9590M 21796910 2 01 JIGESH M MODY 150 .001 AAMPM4257F 48078840 2 01 RANGASWAMY RAJAPPA 141 .001 AJZPR3678R 66619149 2 02 SHYAM CHOUDHARI 139 .001 AJDPC2360F 44190574 2 01 NIRJHAR CHAKRABORTY 125 .001 AJAPC5632R 10117804 2 01 MEENA SURANA 105 .001 AJDPS3732M 34826930 2 01 SANJAY KISHANCHAND 100 .001 AWEPK3187A 42485485 2 01 GULAMOHIDDIN ILLAUDDIN NAZIMUDD 100 .001 AETPN0547E 45408389 2 01 RAMESH KRISHNA BHANDARI 100 .001 ACIPB2633A 53169143 2 01 NAVANEETH KUMAR SAVITHRI KRISHN 100 .001 AENPP7786B 90057945 2 02 VIJAY MAHADEO GHAG 100 .001 AADPG7755K 19760517 2 01 SUBODH SITARAM DESHPANDE 80 .001 AGGPD0916Q 62039938 2 01 ABDUL MAJEED FAZILUDEEN 50 .000 BNPPA8024D 59996609 2 01 HEMANT KUMAR PALAI 40 .000 ANWPP8897P 38011225 2 02 TABARAK AHMAD ABDUL BARI PATEL 6 .000 AMBPP5172B ------------------------------------------------------------------------ 000073 C3A Nri / OCB 71443 .638 ------------------------------------------------------------------------ Simmonds Marshall Ltd. (SMEQ S-) PAGE : 9 Status & Sub-Status Wise Report : As on 30-Sep-2017 Clearing Members FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 00014766 4 25 ASHIKA STOCK BROKING LTD. 5214 .047 AACCA7156Q 00007808 4 25 JAINAM SHARE CONSULTANTS PVT. L 2831 .025 AABCJ3918N 00177270 4 25 SAFAL CAPITAL (INDIA) LIMITED 2600 .023 AADCM6438L 04290610 4 25 INDIABULLS VENTURES LIMITED 1500 .013 AAACO0870B 00014732 4 25 SSJ FINANCE & SECURITIES PVT LT 1319 .012 AABCS4245H 10115634 4 25 SHREE BAHUBALI STOCK BROKING LI 1146 .010 AAECS4019E 00000023 4 25 ANUGRAH STOCK & BROKING PVT LTD 1035 .009 AAACW2920N 00000081 4 25 KEYNOTE CAPITALS LIMITED 1000 .009 AAACK2618R 00068717 4 25 ARCADIA SHARE AND STOCK BROKERS 1000 .009 AAACA4562G 00006579 4 25 ANGEL BROKING PRIVATE LTD. 794 .007 AAACM6094R 00023115 4 25 BMA WEALTH CREATORS LTD. 771 .007 AACCB5141L 13632254 4 25 ICICI SECURITIES LIMITED 600 .005 AAACI0996E 00000065 4 25 INTIME EQUITIES LIMITED - CLIEN 558 .005 AAACG2063L 00007179 4 25 MOTILAL OSWAL SECURITIES LTD - 500 .004 AAACD3654Q 11111206 4 25 MBD SECURITIES PVT.LTD. 500 .004 AAACM8221G 00133359 4 25 SURESH RATHI SECURITIES (P) LTD 375 .003 AABCS5554M 07719863 4 25 ANGEL FINCAP PRIVATE LIMITED 263 .002 AAACA7011Q 00000033 4 25 SHREE NAMAN SECURITIES AND FINA 250 .002 AAACN1917G 00014943 4 25 SYKES & RAY EQUITIES (I) LTD. 250 .002 AAECS5168A 00022473 4 25 HARDIK FINTRADE PVT. LTD. 175 .002 AAACH2867F 00001770 4 25 TRADEBULLS SECURITIES (P) LIMIT 173 .002 AADCT2020P 00018357 4 25 ISE SECURITIES & SERVICES L 110 .001 AAACI6011L 00000050 4 25 SAMCO SECURITIES LIMITED 100 .001 AAICS2455A 00012832 4 25 ASIT C. MEHTA INVESTMENT INTERR 100 .001 AAACA5009N 00015571 4 25 L. F. C. SECURITIES PVT. LTD. 100 .001 AABCL0431E 00027393 4 25 RIKHAV SECURITIES LIMITED 100 .001 AADCR3067Q 13645383 4 25 AXIS SECURITIES LIMITED 100 .001 AABCE6263F 00000042 4 25 FAIRWEALTH SECURITIES LIMITED 50 .000 AAACF8795N 00000810 4 25 PRABHAT FINANCIAL SERVICES LIMI 50 .000 AAACP8036A 00001894 4 25 ATS SHARE BROKERS PRIVATE LIMIT 5 .000 AACCJ1755C ------------------------------------------------------------------------ 000030 C5A Clearing Members 23569 .210 ------------------------------------------------------------------------ Simmonds Marshall Ltd. (SMEQ S-) PAGE : 10 Status & Sub-Status Wise Report : As on 30-Sep-2017 List of Holders holding 01.000% & above FOL/CLI# NAME OF THE SHARE HOLDER HOLDG % Cap Category 10473988 MAKI S MARSHALL 1667435 14.888 Indian Promoter 10473970 SHIAMAK J MARSHALL 1532965 13.687 Indian Promoter 10473963 NAVROZE S MARSHALL 1518548 13.558 Indian Promoter 35710140 KAMAL IMRAN PANJU 717155 6.403 Indian Promoter 10474417 KAYAN J PANDOLE 710655 6.345 Indian Promoter 10048233 JIJI MARSHALL TRADING COMPANY 155800 1.391 Indian Promoter 10079504 CLOVER TECHNOLOGIES PRIVATE LIM 577260 5.154 Pvt Corpt Bodies 10003205 SBI PIPE FUND - 1 218973 1.955 FII(s) -------------------------------------------------------------------------------- 000008 [ 01.000% ] & above holders 7098791 63.381 -------------------------------------------------------------------------------- Simmonds Marshall Ltd. (SMEQ S-) PAGE : 11 Status & Sub-Status Wise Report : As on 30-Sep-2017 List of Top (100) Holders (General) FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 10473988 1 04 MAKI S MARSHALL 1667435 14.888 AFSPM8210P 10473970 1 04 SHIAMAK J MARSHALL 1532965 13.687 AACPM5502F 10473963 1 04 NAVROZE S MARSHALL 1518548 13.558 AACPM5508R 35710140 1 04 KAMAL IMRAN PANJU 717155 6.403 AACPP1468M 10474417 1 04 KAYAN J PANDOLE 710655 6.345 AAHPM5204F 10079504 4 09 CLOVER TECHNOLOGIES PRIVATE LIM 577260 5.154 AAACC7231Q 10003205 5 09 SBI PIPE FUND - 1 218973 1.955 AAQTS2535N 10048233 4 05 JIJI MARSHALL TRADING COMPANY 155800 1.391 AAACJ1198D 37948234 1 00 BOMSI WADIA 105000 .938 AAQPW3031M 10012937 1 00 HAFEEZ SORAB CONTRACTOR 100000 .893 AADPC1634R 22615946 1 00 RASHNE BURJOR DUBASH 84253 .752 AAIPD2333F 00008701 1 00 BHARAT BHAWANJI GADA 50538 .451 AALPG1284H 11616832 1 00 CYRUS JAMSHED GUZDER 50000 .446 AABPG6919R 05791884 1 00 RACHANA ANKIT VAKHARIA 48250 .431 APCPS4467E 10048217 4 05 DIAMTOOLS PVT.LTD. 45000 .402 AAACD2143A 00012980 1 10 BHARAT BHAWANJI GADA (H.U.F) 44806 .400 AADHB8221R 00013152 1 00 JYOTI BHARAT GADA 43601 .389 ADMPG6706G 10045956 1 00 SURESH DINDAYAL KHATRI 40080 .358 AAJPK7775R 00015735 4 09 APARNAA SAREES PRIVATE LIMITED 39030 .348 AACCA1439L 10091852 1 00 V NAGARAJA NAVADA 37250 .333 AAZPN5781E 10186214 1 00 JIMMY BEHRAMJI ZAIWALLA 31000 .277 AAAPZ0053C 10048265 1 00 KAJAL SURESH KHATRI 29120 .260 AAJPK7776N 38394592 1 00 VED PRAKASH CHATURVEDI 25000 .223 ADTPC3385Q 53657479 1 00 PERIN SORAB MERCHANT 25000 .223 ANJPM2662G 10030549 1 00 SHRIDHAR P IYER 23500 .210 AADPI8931K 20089588 1 00 SURESH KUMAR SHAH 23000 .205 ADPPS3312P 00081613 1 00 PURAN PRAKASH LOHIYA 22532 .201 AAFPL8468E 00006961 1 00 RUZBEH ROHINTON GANDHI 20612 .184 AFPPG4831D 10349784 1 00 KRUPAL MISTRY 20057 .179 AJFPM0866J 11011650 1 10 AJAY R SANGHVI HUF 20000 .179 AALHA2602P 00065433 1 00 JAGDISH PRASAD LOHIYA 19621 .175 AAFPL8464J 00240895 1 00 KRITIKA LOHIYA 19308 .172 ACYPL9265C 30007118 1 00 LALEROOKH JIMMY SARBH 18938 .169 AAHPS3839E 00124941 1 10 JAGDISH PRASAD LOHIYA HUF 18045 .161 AAAHJ8759D 10578460 4 09 THIRDWAVE FISCAL AND INVESTMENT 17700 .158 AABCT6463E I00153 1 00 IRFAN RAZACK 17500 .156 R00634 1 00 REZWAN RAZACK 17500 .156 10892103 1 00 SHREE PRAKASH AGARWAL 15785 .141 AACPA2366F 22211496 1 00 ANIL INDRU MALANI 15149 .135 ADNPM8059K 00515245 4 09 TRINETRAM CONSULTANTS PRIVATE L 15000 .134 AAACT7220Q N00410 1 00 MRS. NEETA T. MEHTA 14000 .125 00018000 1 00 INDIRABEN BABALAL DEDHIA 13167 .118 ADPPD3695N 11170583 1 00 KALI H DADYBURJOR 13000 .116 AAAPD8485A 18837721 1 00 KIRAN PRADIP KAKAD 12500 .112 AAEPK3157E 00010829 1 00 JATAN DEVI BACHHAWAT 12403 .111 ADRPB5078K 14651398 1 00 SUDHAKAR INTURI 12325 .110 AARPI9606F 00066432 1 00 RAJ KUMARI LOHIYA 11789 .105 AAKPL1508N 28069406 1 00 RISHAAD JIMMY BILLIMORIA 11275 .101 AAFPB0145A 01606842 4 09 ASHIKA CREDIT CAPITAL LIMITED 11193 .100 AACCA1721D 12648692 1 00 SANJAY GALHOTRA 11100 .099 ABLPG4730H 00037072 1 00 SAMTA KOTHARI 11000 .098 AJEPK9247L U00212 1 00 URMILA MUKUL BAXI 10500 .094 Simmonds Marshall Ltd. (SMEQ S-) PAGE : 12 Status & Sub-Status Wise Report : As on 30-Sep-2017 List of Top (100) Holders (General) FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 10018888 4 09 GUINESS SECURITIES LIMITED 10121 .090 AAACG9843L 00003427 1 00 ANUJ PREMKUMAR AGARWAL 10000 .089 AABPA7439E 00004167 1 00 MADHURI AGARWAL 10000 .089 AADPA6978N 00853531 1 00 NISHA V 10000 .089 AGZPV1871F 20032002 1 00 KAMAL KUMAR SHAH 10000 .089 ABNPS3020N 20167842 1 00 KHIRMIN D BHARUCHA 10000 .089 AAEPB8187B 22191970 2 01 CHANDRA M BHATIA 10000 .089 AHUPB0027D 38196815 1 00 VEENA ANIL MALANI 10000 .089 AEUPM7491M 10000130 4 09 SHRI PARASRAM HOLDINGS PVT.LTD. 9891 .088 AAACS4487J 00011607 4 09 NINJA SECURTIES PRAVITE LIMI 9800 .088 AAACN2336B 10017622 1 00 KAMALAKAR GOPAL CHAUDHARI 9400 .084 AACPC3090J 02280042 1 00 DEVANG K MEHTA 9375 .084 AKRPM5006B 00205921 1 10 PURAN PRAKASH LOHIYA HUF. 9163 .082 AAAHP7034F 10236615 1 00 DAVDA BHAVESH LILADHAR 9106 .081 ABLPD9652K 10273141 1 00 PERCIS DORAB SATHA 9000 .080 ABWPS9349H 49782262 1 00 ZHAVER JIMMY ZAIWALLA 9000 .080 AASPZ7654H M00680 1 00 MUKUL BAGMAL BAXI 9000 .080 10045675 1 00 URMIL MAHASUKH GOPANI 8986 .080 AABPG1579M 11814677 1 00 BHARATI JAYANT SHAH 8899 .079 AHEPS6461L 00000140 1 00 GIRISH RAMANLAL DESAI 8500 .076 ADZPD1071A 38895315 1 00 DORAB HANOZ BARIA 8500 .076 BJLPB1342P 01658552 1 00 VANITA B SHETTY 8401 .075 BFIPS6786M 10020458 1 00 HEMEN AMUL SHAH 8000 .071 AAEPS4085R 10995494 1 00 PHIROZ FRAMROZ KHAMBATTA 8000 .071 ADQPK8257N G00276 1 00 GITHA SHANKAR 8000 .071 05271086 1 00 RAMANJIT KJS LAMBA 7500 .067 ABEPL7961N 10284441 1 00 NARENDRA KUMAR JHUNJHUNWALA 7500 .067 AFXPJ4733P 10691138 1 00 TRUPTI MERCHANT 7500 .067 AAGPM4705N 13824683 1 00 NIRDOSH GULSHANLAL DUGGAL 7500 .067 AAEPD9913H 14207144 1 00 PRATIBHA M SHAH 7500 .067 ABTPS7768P 14491272 1 00 SMITABEN D PATEL 7500 .067 AAEPP0747M 21666771 1 00 VIKRANT MAHESH MEHTA 7500 .067 AALPM7233J C00205 1 00 MR. CEDRIC DIAS 7500 .067 00553345 1 00 PARAMASIVAM SATHISH 7445 .066 AANPS3497E 23974427 1 00 ASHISH HARISH NAIK 7358 .066 ADDPN9459J 01684821 1 00 RAJINDER KAUR 7324 .065 AAQPK0315C 22338751 1 00 SATISH RAMANATHAN 7240 .065 AAEPR0601C 20824643 4 09 CABERNET TRADING AND ADVISORS L 7231 .065 AAMFC1200A 00026109 1 00 MAHENDRA CHIMANLAL SHAH 7000 .063 AACPS0724K 11104004 1 00 UMESH MANEKLAL GANDHI 7000 .063 AABPG2729D 51110025 1 00 VIDHI PRASHANT BHATT 7000 .063 AKPPB7350R 10382833 1 00 MADHUMITA ROY 6589 .059 AKWPR5429G 10922413 1 00 WAMA KISHORE BHEDA 6500 .058 AJBPB7694K 20015959 1 00 DADIBA KALI PUNDOLE 6425 .057 AADPP0451H 10353746 1 00 SARITA BOTHRA 6405 .057 ADBPB5358A 10185643 1 00 HUTOXI JIMMY ZAIWALLA 6400 .057 AAEPZ2685G 00044130 1 00 RAJEESH . 6000 .054 AAYPR2856H 00534430 2 01 SAMIR GANESH JOSHI 6000 .054 AAFPJ1434J ------------------------------------------------------------------------ 000100 Top (100) Holders - (General) 8738277 78.020 ------------------------------------------------------------------------ Simmonds Marshall Ltd. (SMEQ S-) PAGE : 13 Status & Sub-Status Wise Report : As on 30-Sep-2017 List of Top (50) Holders (Individual) FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 37948234 1 00 BOMSI WADIA 105000 .938 AAQPW3031M 10012937 1 00 HAFEEZ SORAB CONTRACTOR 100000 .893 AADPC1634R 22615946 1 00 RASHNE BURJOR DUBASH 84253 .752 AAIPD2333F 00008701 1 00 BHARAT BHAWANJI GADA 50538 .451 AALPG1284H 11616832 1 00 CYRUS JAMSHED GUZDER 50000 .446 AABPG6919R 05791884 1 00 RACHANA ANKIT VAKHARIA 48250 .431 APCPS4467E 00013152 1 00 JYOTI BHARAT GADA 43601 .389 ADMPG6706G 10045956 1 00 SURESH DINDAYAL KHATRI 40080 .358 AAJPK7775R 10091852 1 00 V NAGARAJA NAVADA 37250 .333 AAZPN5781E 10186214 1 00 JIMMY BEHRAMJI ZAIWALLA 31000 .277 AAAPZ0053C 10048265 1 00 KAJAL SURESH KHATRI 29120 .260 AAJPK7776N 38394592 1 00 VED PRAKASH CHATURVEDI 25000 .223 ADTPC3385Q 53657479 1 00 PERIN SORAB MERCHANT 25000 .223 ANJPM2662G 10030549 1 00 SHRIDHAR P IYER 23500 .210 AADPI8931K 20089588 1 00 SURESH KUMAR SHAH 23000 .205 ADPPS3312P 00081613 1 00 PURAN PRAKASH LOHIYA 22532 .201 AAFPL8468E 00006961 1 00 RUZBEH ROHINTON GANDHI 20612 .184 AFPPG4831D 10349784 1 00 KRUPAL MISTRY 20057 .179 AJFPM0866J 00065433 1 00 JAGDISH PRASAD LOHIYA 19621 .175 AAFPL8464J 00240895 1 00 KRITIKA LOHIYA 19308 .172 ACYPL9265C 30007118 1 00 LALEROOKH JIMMY SARBH 18938 .169 AAHPS3839E I00153 1 00 IRFAN RAZACK 17500 .156 R00634 1 00 REZWAN RAZACK 17500 .156 10892103 1 00 SHREE PRAKASH AGARWAL 15785 .141 AACPA2366F 22211496 1 00 ANIL INDRU MALANI 15149 .135 ADNPM8059K N00410 1 00 MRS. NEETA T. MEHTA 14000 .125 00018000 1 00 INDIRABEN BABALAL DEDHIA 13167 .118 ADPPD3695N 11170583 1 00 KALI H DADYBURJOR 13000 .116 AAAPD8485A 18837721 1 00 KIRAN PRADIP KAKAD 12500 .112 AAEPK3157E 00010829 1 00 JATAN DEVI BACHHAWAT 12403 .111 ADRPB5078K 14651398 1 00 SUDHAKAR INTURI 12325 .110 AARPI9606F 00066432 1 00 RAJ KUMARI LOHIYA 11789 .105 AAKPL1508N 28069406 1 00 RISHAAD JIMMY BILLIMORIA 11275 .101 AAFPB0145A 12648692 1 00 SANJAY GALHOTRA 11100 .099 ABLPG4730H 00037072 1 00 SAMTA KOTHARI 11000 .098 AJEPK9247L U00212 1 00 URMILA MUKUL BAXI 10500 .094 00003427 1 00 ANUJ PREMKUMAR AGARWAL 10000 .089 AABPA7439E 00004167 1 00 MADHURI AGARWAL 10000 .089 AADPA6978N 00853531 1 00 NISHA V 10000 .089 AGZPV1871F 20032002 1 00 KAMAL KUMAR SHAH 10000 .089 ABNPS3020N 20167842 1 00 KHIRMIN D BHARUCHA 10000 .089 AAEPB8187B 38196815 1 00 VEENA ANIL MALANI 10000 .089 AEUPM7491M 10017622 1 00 KAMALAKAR GOPAL CHAUDHARI 9400 .084 AACPC3090J 02280042 1 00 DEVANG K MEHTA 9375 .084 AKRPM5006B 10236615 1 00 DAVDA BHAVESH LILADHAR 9106 .081 ABLPD9652K 10273141 1 00 PERCIS DORAB SATHA 9000 .080 ABWPS9349H 49782262 1 00 ZHAVER JIMMY ZAIWALLA 9000 .080 AASPZ7654H M00680 1 00 MUKUL BAGMAL BAXI 9000 .080 10045675 1 00 URMIL MAHASUKH GOPANI 8986 .080 AABPG1579M 11814677 1 00 BHARATI JAYANT SHAH 8899 .079 AHEPS6461L ------------------------------------------------------------------------ 000050 Top (50) Holders - Individuals 1168419 10.432 ------------------------------------------------------------------------ Simmonds Marshall Ltd. (SMEQ S-) PAGE : 1 -DISTRIBUTION SCHEDULE ON SCRIP VALUE -As On :30-Sep-2017 SHARE(OR DEBENTURE) -NUM OF (%) OF T O T A L % OF OF NOMINAL VALUE HOLDERS HOLDERS A M O U N T AMT UPTO TO 5000 4035 94.21 3745550.00 16.72 5001 TO 10000 126 2.94 932502.00 4.16 10001 TO 20000 69 1.61 1011270.00 4.51 20001 TO 30000 14 .33 338746.00 1.51 30001 TO 40000 10 .23 359092.00 1.60 40001 TO 50000 7 .16 319402.00 1.43 50001 TO 100000 10 .23 816274.00 3.64 100001 TO ABOVE 12 .28 14877164.00 66.42 * * T O T A L * * 4283 100.00 22400000.00 100.00 Simmonds Marshall Ltd. (SMEQ S-) PAGE : 2 -DISTRIBUTION SCHEDULE ON NUMBER OF SHARES/DEBS -As On :30-Sep-2017 SHARE(OR DEBENTURE) -NUM OF (%) OF T O T A L % OF HOLDERS HOLDERS SHARES(OR DEBS) SH/DB UPTO TO 100 1352 31.57 77229 .69 101 TO 200 490 11.44 85287 .76 201 TO 500 1298 30.31 564982 5.04 501 TO 1000 480 11.21 420809 3.76 1001 TO 5000 541 12.63 1190719 10.63 5001 TO 10000 69 1.61 505635 4.51 10001 TO 100000 44 1.03 1151548 10.28 100001 TO ABOVE 9 .21 7203791 64.32 * * T O T A L * * 4283 100.00 11200000 100.00 Simmonds Marshall Ltd. (SMEQ S-) PAGE : 1 As on : 30-Sep-2017 As per Take-Over Clause FOL/CLI# SIGL NAME OF THE SHARE HOLDERS HOLDG % TO Cap -Pan 10473988 1 04 MAKI S MARSHALL 1667435 14.888 AFSPM8210P J N MARSHALL & CO. APEEJAY CHAMBERS 5 WALLACE STREET FORT, MUMBAI 400001 10473970 1 04 SHIAMAK J MARSHALL 1532965 13.687 AACPM5502F J N MARSHALL & CO APEEJAY CHAMBERS 5 WALLACE STREET FORT, MUMBAI 400001 10473963 1 04 NAVROZE S MARSHALL 1518548 13.558 AACPM5508R J N MARSHALL & CO APEEJAY CHAMBERS 5, WALLACE STREET FORT, MUMBAI 400001 35710140 1 04 KAMAL IMRAN PANJU 717155 6.403 AACPP1468M 4 SYMPHONY 80 NEPEAN SEA ROAD MUMBAI MUMBAI 400006 10474417 1 04 KAYAN J PANDOLE 710655 6.345 AAHPM5204F J N MARSHALL & CO APEEJAY CHAMBERS 5, WALLACE STREET, FORT MUMBAI 400001 10048233 4 05 JIJI MARSHALL TRADING COMPANY 155800 1.391 AAACJ1198D APEEJAY CHAMBERS, 5,WALLACE STREET, FORT, MUMBAI 400001 10048217 4 05 DIAMTOOLS PVT.LTD. 45000 .402 AAACD2143A APEEJAY CHAMBERS, 5,WALLACE STREET, FORT, MUMBAI 400001 ------------------------------------------------------------------------ 000007 Take-Over Fol/Cli 6347558 56.675 ------------------------------------------------------------------------